Complaints lodged with the Lawyers Complaints Service against lawyers have fallen each year for the last three years. Provisional information from the New Zealand Law Society’s Lawyers Complaints Service for the year to 30 June 2017 shows that 93.7% of complaints lodged were against practising lawyers. Complaints against lawyers were down 2.3% on the previous year, while all complaints were down by 2.8%. Of all complaints received, 68% were against men and 32% were against women.
Resolution of complaints by Lawyers Complaints Service
Since 2013, all complaints when received have been assigned to one of two processes. If assigned to the standard track process, a complaint is copied to the lawyer and the lawyer’s response is copied to the complainant. The complaint is then considered by a lawyers standards committee. This will make a decision after further investigation if seen as necessary.
The Early Resolution Service (ERS) was established in 2013 to introduce a faster and more flexible resolution process for complaints considered less serious. A triage system is used by the lawyers complaints service to decide if a matter is suitable to be sent to ERS. Where a complaint goes to ERS, the parties are invited to explore resolution by negotiation or the standards committee may make a finding of no further action.
In the year to 30 June 2017, 1467 complaints were closed and 41% of these were concluded through ERS.
Of the complaints closed during 2016/17, 75% resulted in a decision to take no further action. When complaints which were resolved by negotiation, conciliation or mediation plus those which were withdrawn are included, 84% of all complaints investigated resulted in no further action being required.
Time to resolve complaints
One difference between the Early Resolution Service process and the “standard track” process is shown by the average time taken to conclude complaints which were closed in 2016/17. Complaints closed by ERS took an average of 28 days, while the average time to conclude standard track complaints was 231 days. Overall, the average time to conclude all complaints closed in the year to 30 June 2017 was 148 days. This was down from an average of 160 days in the year to 30 June 2016.
Complaints lodged with Lawyers Complaints Service, year to 30 June
Direction |
2015 |
2016 |
2017* |
Lawyers |
1528 |
1363 |
1331 |
Former lawyers |
34 |
25 |
28 |
Non-lawyer employees |
29 |
48 |
39 |
Former non-lawyer employees |
0 |
0 |
1 |
Incorporated law firms |
20 |
23 |
18 |
Former incorporated law firms |
0 |
0 |
2 |
TOTAL |
1611 |
1459 |
1419 |
Result of all complaints closed, year to 30 June
Result |
2015 |
2016 |
2017* |
Decision to take no action |
1137 |
1253 |
1101 |
Referred to and resolved by negotiation, conciliation or mediation |
143 |
97 |
116 |
Withdrawn, discontinued or settled |
64 |
45 |
15 |
Orders made by lawyers standards committee |
186 |
170 |
189 |
Complaints outstanding at 30 June |
702 |
564 |
516 |
Complaints closed during year |
1529 |
1595 |
1467 |
Early Resolution Service, year to 30 June
Measure |
2015 |
2016 |
2017* |
Complaints accepted (regardless of when opened) |
686 |
679 |
644 |
Complaints where decision to take no action |
452 |
495 |
488 |
Complaints resolved |
186 |
120 |
110 |
Complaints closed during year |
638 |
615 |
598 |
Complaints outstanding at end of year |
43 |
20 |
14 |
Complaints not resolved and returned to standard process |
65 |
76 |
52 |
Proportion of all complaints received |
43% |
47% |
44% |
Proportion of all complaints closed |
42% |
39% |
41% |
*All 2017 figures are provisional.